Broker-Dealer Fraud methodology →
EDGAR forms: Form D
recall 29% precision 9%
Ponzi methodology →
EDGAR forms: Form D
recall 35% precision 15% + content rule precision 0%
Accounting / Disclosure Fraud methodology →
EDGAR forms: 10-K · 10-Q · 8-K · NT 10-K · NT 10-Q
recall 80% precision 48% + content rule precision 50%
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Securities Anomalies

Full Corpus Statistics 1,590
SEC/DOJ Heuristics

1,590 documents, 3 sources, 510.1MB, 1998–2026. Filtered to securities-fraud signals (pump-dump · unregistered · ticker · manipulation · reverse-merger · boiler-room · shell · microcap · penny-stock · insider).

All 9,614 insider-trading 2,591 unregistered-securities 1,828 pump-and-dump 1,004 ponzi 759 market-manipulation 675 accounting-fraud 582 financial-fraud 498 investment-adviser-fraud 348 non-corporate 260 broker-dealer-fraud 249 pre-ipo-fraud 168 boiler-room 167 corporate-fraud 139 crypto-securities 110 affinity-fraud 52 health-care-fraud 49 fcpa 33 obstruction 30 public-corruption 27 advance-fee 25 cyber-fraud 17 racketeering 3
Selected scheme types: ponzi, accounting-fraud, broker-dealer-fraud contains 1,590 documents clear
SEC 1,474 docs
SEC Litigation Releases / complaint 344 | 1998–2026 | 303.6MB
SEC Litigation Releases / judgment 39 | 2011–2026 | 22.0MB
SEC Litigation Releases / litigation release 804 | 1998–2026 | 51.8MB
SEC Press Releases / complaint 108 | 2004–2025 | 108.6MB
SEC Press Releases / judgment 2 | 2018–2020 | 224KB
SEC Press Releases / press release 177 | 1999–2025 | 7.1MB
DOJ 116 docs
DOJ SDNY / complaint 1 | 2014 | 2.8MB
DOJ SDNY / indictment 2 | 2014 | 771KB
DOJ SDNY / press release 113 | 2013–2026 | 13.3MB
build b23a6a8 · corpus snapshot pinned to this build