DB — FS —

delinquent-filer

fraud scheme · schemes · 4 documents · JSON bundle ↺ home

overview

documents
4
monetary total
—
unique defendants
2
entity mentions
2

EDGAR detection & validation

chronic NT filings, 15-12G deregistration

method
form-presence
EDGAR forms
NT 10-K · NT 10-Q · 15-12G
recall —
precision 0%

form-presence validated on 0 positive vs 1031 control filers.

High recall, low precision — these forms are filed by most companies; a filing-text content rule is needed to sharpen this signal.

filings per month · top parties

JFMAMJJASOND
2002
2004
2019
less more

top defendants

namecases
Abraaj Investment Management Limited1
Arif Naqvi1

top entities

entitymentions
abraaj investment management limited1
arif naqvi1

documents (4)

datetitleagency
2019-04-11Securities and Exchange Commission v. Patel et al., No. ______ (S.D.N.Y. ______), The SEC alleged that Patel and others engaged in fraudulent securities practices.SEC-LR
2004-12-01SEC Suspends Trading in Securities of 26 Delinquent CompaniesSEC-PR
2004-11-30SEC Postpones Filing Date for Internal Control Reports for Some Accelerated FilersSEC-PR
2002-12-03SEC Nyse, Nasd Fine Five Firms Total of $8.25 Million for Failure To Preserve E-Mail CommunicationsSEC-PR
complaint press release · SEC-LR SEC litigation releaseSEC-PR SEC press release