Racketeering / RICO methodology →
No EDGAR filing fingerprint — criminal/DOJ-side scheme, detected from case text.
Broker-Dealer Fraud methodology →
EDGAR forms: Form D
recall 29% precision 9%
FCPA Violation methodology →
No EDGAR filing fingerprint — criminal/DOJ-side scheme, detected from case text.
Investment Adviser Fraud methodology →
EDGAR forms: ADV · ADV-E · ADV-W · Form D
recall 33% precision 13% + content rule precision 10%
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Securities Anomalies

Full Corpus Statistics 633
SEC/DOJ Heuristics

633 documents, 3 sources, 163.5MB, 1998–2026. Filtered to securities-fraud signals (pump-dump · unregistered · ticker · manipulation · reverse-merger · boiler-room · shell · microcap · penny-stock · insider).

All 9,614 insider-trading 2,591 unregistered-securities 1,828 pump-and-dump 1,004 ponzi 759 market-manipulation 675 accounting-fraud 582 financial-fraud 498 investment-adviser-fraud 348 non-corporate 260 broker-dealer-fraud 249 pre-ipo-fraud 168 boiler-room 167 corporate-fraud 139 crypto-securities 110 affinity-fraud 52 health-care-fraud 49 fcpa 33 obstruction 30 public-corruption 27 advance-fee 25 cyber-fraud 17 racketeering 3
Selected scheme types: investment-adviser-fraud, broker-dealer-fraud, fcpa, racketeering contains 633 documents clear
SEC 579 docs
SEC Litigation Releases / complaint 112 | 2005–2026 | 52.9MB
SEC Litigation Releases / judgment 27 | 2003–2026 | 18.6MB
SEC Litigation Releases / litigation release 308 | 1999–2026 | 19.7MB
SEC Press Releases / complaint 34 | 2012–2020 | 59.0MB
SEC Press Releases / press release 98 | 1998–2025 | 5.0MB
DOJ 54 docs
DOJ SDNY / indictment 4 | 2013–2023 | 2.4MB
DOJ SDNY / press release 50 | 2013–2025 | 5.9MB
build b23a6a8 · corpus snapshot pinned to this build