fcpa

fraud scheme · schemes · 578 documents · JSON bundle ↺ home

overview

documents
578
monetary total
$10.2B
unique defendants
20
entity mentions
155

EDGAR detection & validation

No EDGAR filing fingerprint — this scheme is prosecuted on the criminal/DOJ side and is detected from case text, not securities filings.

filings per month · top parties

JFMAMJJASOND
2000
2001
2002
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
2022
2023
2024
less more

top defendants

namecases
Asante K. Berko5
Douglas A. Murphy4
David G. Kay4
Lawrence H. Theriot4
Archer-Daniels-Midland Company3
Jerry Li3
Steven J. Ott3
Roger Michael Young3
Benito Chinea3
Joseph DeMeneses3
Yaw Osei Amoako3
Uriel Sharef3
Noble Corporation3
Joe Summers3
Bobby Benton3
Mark A. Jackson3
James J. Ruehlen3
John A. Paulsen3
Si Chan Wooh2
The Titan Corporation2

top entities

entitymentions
bribery scheme19
Kara Brockmeyer18
Preet Bharara17
robert khuzami15
charles cain14
improper payments9
Cheryl J. Scarboro8
damian williams8
tracy l. price8
andrew j. ceresney7
kara novaco brockmeyer7
Geoffrey S. Berman7
sufficient internal accounting controls7
Benito Chinea6
charles e. cain5

largest monetary amounts

caseamount
Telecommunications Company Paying $965 Million For FCPA Violations$965.0M
SECURITIES AND EXCHANGE COMMISSION v. BRASKEM S.A.$957.0M
Securities and Exchange Commission v. $65 Million to the Sec, et al.$957.0M
In re SCHNITZER STEEL, No. 54606 (S.D.N.Y. Jun. 28, 2007), Before the$853.0M
United States v. Company, et al.$850.0M
In re Aisling Capital LLC$833.0M
In re JOOHYUN BAHN$800.0M
United States v. Geoffrey Berman, et al.$800.0M
United States v. International Bribery Scheme, et al.$800.0M
United States v. Ban Ki Sang, et al.$800.0M
United States v. Ban Ki Sang, et al.$800.0M
Securities and Exchange Commission v. $167.5 Million to Sec, et al.$795.0M

documents (578, showing 200)

datetitleagency
Press Release: SEC Institutes Settled Enforcement Action Against Bristow Group for Improper Payments to Nigerian Government Officials and Other ViolationsSEC-PR
I appreciate you testing my system, but I need to clarify: I don't have access to any PDF or document to analyze. The message you've sent appears to be a system error log rather than a document requiring a title. To help you create a legal-document title, please provide: - TheSEC-PR
Press Release: SEC Charges Baker Hughes With Foreign Bribery and With Violating 2001 Commission Cease-and-Desist OrderSEC-PR
Press Release: SEC Charges Former Chairman/CEO of Schnitzer Steel for Authorizing Cash Bribes to Foreign Officials (Press Release No. 2007-262; December 13, 2007)SEC-PR
A Resource Guide to the U.S. Foreign Corrupt Practices ActSEC-PR
Statement of Donald Nicolaisen, SEC Chief Accountant, Regarding KPMG LLP Agreement with the U.S. Department of JusticeSEC-PR
Press Release: SEC Sanctions Statoil for Bribes to Iranian Government Official; 2006-174; Oct. 13, 2006SEC-PR
ABB LtdSEC-LR
In re Bristow Group INCSEC-PR
SEC Sues the Titan Corporation for Payments to Election Campaign of Benin PresidentSEC-PR
SEC v. Schering-Plough Corporation, alleged violations of the Foreign Corrupt Practices Act and consented to pay a $500,000 civil penaltySEC-LR
2024-12-19In re AAR CORP.SEC-PR
2024-12-19In re DEEPAK SHARMASEC-PR
2024-12-12United States v. Komov et al. (S.D.N.Y. Dec. 12, 2024), indicted for conspiracy to violate U.S. sanctions by assisting a sanctioned Russian oligarch in recruiting an American citizen to launch a Russian television network and illegally transferring a $10 million investment.DOJ-SDNY
2024-12-12United States v. Komov, No. 26-cr-245 (S.D.N.Y. Apr. 15, 2026), indicted for wire fraud and conspiracy to commit securities fraudDOJ-SDNY
2024-12-05United States v. McKinsey Africa, S.D.N.Y.DOJ-SDNY
2024-12-05United States v. Sagar, No. 26-cr-234 (S.D.N.Y. Apr. 20, 2026), indicted for conspiracy to commit wire fraud and securities fraudDOJ-SDNY
2024-11-20SEC v. GAUTAM ADANI and SAGAR ADANI (S.D.N.Y. Nov. 20, 2024), Complaint, llm-upgradeSEC-LR
2024-11-20SEC v. Adani, No. 26177 (E.D.N.Y. Nov. 21, 2024), defs:bodySEC-LR
2024-11-20Cyril Sebastien Dominique Cabanes, : Jury Trial DemandedSEC-LR
2024-11-18In re Bit Mining Ltd.SEC-PR
2024-11-08United States v. Telefonica, S.D.N.Y.DOJ-SDNY
2024-10-16In re RTX CORPORATIONSEC-PR
2024-10-11In re MOOG INC.SEC-PR
2024-10-09United States v. Petrov et al., No. 24 Cr 583 (S.D.N.Y.), United States indicted Petrov et al.DOJ-SDNY
2024-09-12SEC v. Charles E. Jones, No. 26105 (S.D.N.Y. Sept. 12, 2024), USEC-LR
2024-09-12SEC v. Charles E Jones, No. 5:24-cv-1560 (S.D.N.Y. Sept. 12, 2024), Complaint, llm-upgradeSEC-LR
2024-09-10In re DEERE & COMPANYSEC-PR
2024-01-10In re SAP SESEC-PR
2024-01-01Global Aerospace Company AAR and Former Executive of its Subsidiary Settle Charges for Bribing Nepalese and South African OfficialsSEC-PR
2024-01-01SEC Charges Virginia-Based RTX Corp. with Violating Foreign Corrupt Practices Act in Connection with Efforts to Obtain Contracts with the Qatari MilitarySEC-PR
2023-09-29In re ALBEMARLESEC-PR
2023-09-28In re CLEAR CHANNELSEC-PR
2023-08-25and-desist proceedings be, and hereby are, instituted pursuant to Section 21C of the SecuritiesSEC-PR
2023-08-10In re Grupo Aval AccionesSEC-PR
2023-07-10United States v. Gal Luft (S.D.N.Y. Jul. 10, 2023), indicted for allegedly failing to register under the Foreign Agents Registration Act, trafficking arms, violating Iranian sanctions, and making false statements to federal agents.DOJ-SDNY
2023-05-11Dutch Medical Supplier Philips to Pay More Than $62 Million to Settle FCPA ChargesSEC-PR
2023-05-11In re Koninklijke Philips N.v.SEC-PR
2023-05-11In re Koninklijke PhilipsSEC-PR
2023-03-06SEC Charges Rio Tinto plc with Bribery Controls FailuresSEC-PR
2023-03-06In re Rio Tinto PLCSEC-PR
2023-03-02Ericsson To Plead Guilty And Pay Over $206 Million Following Breach Of 2019 FCPA Deferred Prosecution AgreementDOJ-SDNY
2023-01-01SEC Charges 3M with Foreign Corrupt Practices Act Violations Relating to China SubsidiarySEC-PR
2023-01-01Albemarle Corp. to Pay SEC More Than $103 Million to Settle FCPA ViolationsSEC-PR
2023-01-01SEC Charges Clear Channel Outdoor with FCPA Violations Relating to China SubsidiarySEC-PR
2023-01-01Colombian Conglomerate Grupo Aval and Its Bank Subsidiary to Pay $40 Million to Settle FCPA ViolationsSEC-PR
2022-12-19In re HONEYWELLSEC-PR
2022-12-03In re ABB Ltd.SEC-PR
2022-12-01United States v. Yan et al., No. 22-cr-587 (S.D.N.Y. Dec. 1, 2022), both defendants pleaded guilty to conspiring to bribe officials of the Republic of the Marshall Islands to pass legislation creating a special administrative region to benefit their business interestsDOJ-SDNY
2022-09-27In re ORACLE CORPORATIONSEC-PR
2022-09-15and-desist proceedings be, and hereby are, instituted pursuant to Section 21C of the SecuritiesSEC-PR
2022-09-02United States v. Yan et al., No. 22-cr-456 (S.D.N.Y. Sept. 2, 2022), indicted for conspiring to bribe officials of the Republic of the Marshall Islands in violation of the Foreign Corrupt Practices Act and money laundering statutesDOJ-SDNY
2022-07-11SEC v. Jerry Li, No. 25442 (S.D.N.Y. Nov. 14, 2019), SEC Obtains Default Judgment Against Former Executive for Fcpa Violations Litigation Release NoSEC-LR
2022-06-02In re TENARIS S.A.SEC-PR
2022-06-02SEC Charges Global Steel Pipe Manufacturer with Violating Foreign Corrupt Practices ActSEC-PR
2022-05-24United States v. Glencore International A.G., S.D.N.Y. (May 24, 2022), Glencore pleaded guilty to violations of the Foreign Corrupt Practices Act and a commodity price manipulation conspiracy, agreeing to pay over $1.1 billion.DOJ-SDNY
2022-04-20In re STERICYCLESEC-PR
2022-04-20SEC Charges Stericycle with Bribery Schemes in Latin AmericaSEC-PR
2022-04-12United States v. Griffith, No. 1:20-cr-00159-PKC (S.D.N.Y. Apr. 12, 2022), pleaded guilty to conspiracy to violate the International Emergency Economic Powers Act by providing technical advice on cryptocurrency and blockchain technology to North Korea to evade U.S. sanctionsDOJ-SDNY
2022-03-30United States v. Sun Hoi Ying, S.D.N.Y. (Mar. 30, 2022), the complaint alleges Sun acted and conspired to serve as an unregistered agent of the Chinese government, threatening and coercing individuals as part of a transnational repression campaign.DOJ-SDNY
2022-03-03United States v. Hanick, (S.D.N.Y. Mar. 3, 2022), indicted for violating United States sanctions by working for a sanctioned Russian oligarch and for making false statements to FBI agents.DOJ-SDNY
2022-02-17In re KT CORPORATIONSEC-PR
2022-01-01Largest South Korean Telecommunications Co. Agrees to Pay the SEC to Settle FCPA ChargesSEC-PR
2022-01-01SEC Charges Honeywell with Bribery Schemes in Algeria and BrazilSEC-PR
2022-01-01ABB Settles SEC Charges That It Engaged in Bribery Scheme in South AfricaSEC-PR
2022-01-01SEC Charges Gol Intelligent Airlines, Brazil’s Second Largest Airline, with FCPA ViolationsSEC-PR
2022-01-01SEC Charges Oracle a Second Time for Violations of the Foreign Corrupt Practices ActSEC-PR
2021-10-19In re Credit Suisse Group AGSEC-PR
2021-09-24In re WPP PLCSEC-PR
2021-09-08United States v. Bereket, No. 21 Cr. 587 (S.D.N.Y. Sept. 8, 2021), indicted for conspiring to violate the Foreign Corrupt Practices Act and to commit money laundering by paying millions in bribes to Djibouti government officials to secure a telecommunications contract for EricssonDOJ-SDNY
2021-07-30United States v. Kwek Kee Seng, S.D.N.Y. (Jul. 30, 2021), the court entered a judgment of forfeiture against the M/T Courageous for allegedly evading U.S. and U.N. sanctions on North Korea.DOJ-SDNY
2021-07-08United States v. Freedman, S.D.N.Y. (Jul. 8, 2021), the doctor was sentenced to 121 months in prison for accepting bribes from Insys Therapeutics and to 210 months concurrently for illegally distributing oxycodone and fentanyl to a patient who died of overdose.DOJ-SDNY
2021-06-25SEC Charges Amec Foster Wheeler Limited With FCPA Violations Related To Brazilian Bribery SchemeSEC-PR
2021-06-25In re AMEC FOSTERSEC-PR
2021-06-23SEC v. Asante K. Berko, No. 25121 (E.D.N.Y. Apr. 13, 2020), SEC Obtains Final Judgment Against Former Executive of Financial Services Company Litigation Release NoSEC-LR
2021-06-23SEC v. Asante K. Berko, No. 1:20-cv-01789 (E.D.N.Y. Apr. 13, 2020), alleged that Berko violated the Foreign Corrupt Practices Act by scheming to bribe Ghanaian officials to secure a power purchase agreement.SEC-LR
2021-06-23C i vil Action No. 1 :2 0-cv -1789-FB-MMHSEC-LR
2021-05-28SEC v. Eric Pulier, No. 25103 (S.D.N.Y. May 28, 2021), SEC Obtains Final Judgment Against Eric Pulier Litigation Release NoSEC-LR
2021-04-23United States v. Kwek Kee Seng, S.D.N.Y. (Apr. 23, 2021), the government charged the defendant with conspiring to evade North Korea sanctions and money laundering, and seized his oil tanker, M/T Courageous.DOJ-SDNY
2021-04-06United States v. Rose, No. 21 Cr. 245 (S.D.N.Y. Apr. 6, 2021), indicted for conspiring to violate U.S. sanctions against Iran by exporting cosmetics through front companies and committing related bank fraud and money launderingDOJ-SDNY
2021-01-08In re Deutsche Bank AgSEC-PR
2021-01-01SEC Charges World's Largest Advertising Group with FCPA ViolationsSEC-PR
2021-01-01SEC Charges Deutsche Bank With FCPA Violations Related to Third-Party IntermediariesSEC-PR
2021-01-01Credit Suisse to Pay Nearly $475 Million to U.S. and U.K. Authorities to Resolve Charges in Connection with Mozambican Bond OfferingsSEC-PR
2020-10-27Securities and Exchange Commission v. Paulsen, No. 1:18-cv-6718 (S.D.N.Y. Apr. 20, 2018), alleged that John A. Paulsen aided and abetted a pay-to-play scheme by assisting in the concealment of improper gifts to a pension fund official and submitting false expense reports to evade detectionSEC-LR
2020-10-27SEC v. John A. Paulsen, No. 24953 (S.D.N.Y. Oct. 27, 2020), SEC Wins Virtual Bench Trial Against Analyst Charged with Aiding & Abetting New York Pension Fund Pay-To-Play Scheme Litigation Release NoSEC-LR
2020-10-22In re the Goldman SachsSEC-PR
2020-10-14In re J&F INVESTIMENTOSSEC-PR
2020-08-28In re HERBALIFE NUTRITIONSEC-PR
2020-08-28United States v. Herbalife Nutrition, Ltd., (S.D.N.Y. Aug. 28, 2020), Herbalife Nutrition, Ltd. agreed to pay $123 million to resolve criminal charges for conspiring to violate the books and records provisions of the Foreign Corrupt Act by maintaining false accounting records to conceal corrupt payments to Chinese government officials.DOJ-SDNY
2020-08-06In re World AcceptanceSEC-PR
2020-07-02In re Alexion PharmaceuticalsSEC-PR
2020-07-02SEC Charges Alexion Pharmaceuticals With FCPA ViolationsSEC-PR
2020-06-25SEC Charges Novartis AG with FCPA ViolationsSEC-PR
2020-06-25In re NOVARTIS AGSEC-PR
2020-04-13SEC v. Asante K. Berko, No. 24794 (E.D.N.Y. Apr. 13, 2020), SEC Charges Former Executive of Financial Services Company with FCPA Violations Litigation Release NoSEC-LR
2020-04-13SEC v. : Civil Action. No.SEC-LR
2020-04-13SEC Charges Former Financial Services Executive With FCPA ViolationsSEC-PR
2020-02-28In re Cardinal HealthSEC-PR
2020-01-01SEC Charges Herbalife With FCPA ViolationsSEC-PR
2020-01-01SEC Charges Brazilian Meat Producers With FCPA ViolationsSEC-PR
2020-01-01SEC Charges Goldman Sachs With FCPA ViolationsSEC-PR
2020-01-01OECD Working Group on Bribery Issues Report Commending United States for Maintaining Leading Role in the Fight Against Transnational CorruptionSEC-PR
2020-01-01SEC Charges Cardinal Health With FCPA ViolationsSEC-PR
2020-01-01SEC Charges Consumer Loan Company With FCPA ViolationsSEC-PR
2019-11-15SEC v. Jerry Li, No. 24666 (S.D.N.Y. Nov. 14, 2019), SEC Charges Former Executive with FCPA Violations Litigation Release NoSEC-LR
2019-11-15SEC v. : ECF CASESEC-LR
2019-11-14United States v. Yanliang Li et al., S.D.N.Y. (Nov. 14, 2019), the defendants were indicted for conspiring to violate the Foreign Corrupt Practices Act, perjury, and destruction of records in a scheme to pay bribes and circumvent internal accounting controls.DOJ-SDNY
2019-10-15United States v. Halkbank, S.D.N.Y. (Oct. 15, 2019), indicted for fraud, money laundering, and sanctions offenses related to a multibillion‑dollar scheme to evade U.S. sanctions on Iran.DOJ-SDNY
2019-09-27In re WESTPORT FUELSEC-PR
2019-09-26and-desist proceedings be, and hereby are, instituted pursuant to Section 21C of the SecuritiesSEC-PR
2019-08-29United States v. Pourghannad et al., S.D.N.Y. (Aug. 29, 2019), pleaded guilty to a conspiracy to violate U.S. sanctions by exporting carbon fiber to Iran.DOJ-SDNY
2019-07-22United States v. Microsoft Hungary et al., (S.D.N.Y. July 22, 2019), agreed to pay a criminal fine of more than $8.7 million to resolve Foreign Corrupt Practices Act violations involving bid rigging and bribery.DOJ-SDNY
2019-06-20Walmart Charged With FCPA ViolationsSEC-PR
2019-06-20In re WALMART INC.SEC-PR
2019-03-29SEC Charges Medical Device Company With FCPA ViolationsSEC-PR
2019-03-08United States v. El Aissami et al., (S.D.N.Y. Mar. 8, 2019), former Venezuelan Vice President Tareck Zaidan El Aissami Maddah and others charged with criminal violations of the Foreign Narcotics Kingpin Design Act and sanctions for evading OFAC restrictions via private jet transport.DOJ-SDNY
2019-03-07United States v. Karimova et al., (S.D.N.Y. Mar. 7, 2019), United States indicted the former Uzbek official and a telecommunications executive for alleged conspiracy to violate the FCPA and money‑laundering scheme.DOJ-SDNY
2019-03-06Mobile TeleSystems Settles FCPA ViolationsSEC-PR
2019-03-06In re Mobile TeleSystems PJSCSEC-PR
2019-02-15In re COGNIZANT TECHNOLOGYSEC-PR
2019-02-15SEC v. Gordon J. Coburn and Steven E. Schwartz, No. 24402 (S.D.N.Y. Feb. 15, 2019), SEC Charges Cognizant and Two Former Executives With FCPA Violations Litigation Release NoSEC-LR
2019-02-15SEC v. Coburn et al., (D.N.J.), alleged violations of the Foreign Corrupt Practices Act involving bribes to a Tamil Nadu government official.SEC-LR
2019-01-01Securities and Exchange Commission v. Telefonaktiebolaget LM EricssonSEC-PR
2019-01-01SEC Awards More Than $1.8 Million to WhistleblowerSEC-PR
2019-01-01In re TIM LEISSNERSEC-PR
2019-01-01SEC Charges Marketing and Printing Services Provider with FCPA ViolationsSEC-PR
2019-01-01SEC Charges Cognizant and Two Former Executives With FCPA ViolationsSEC-PR
2019-01-01SEC Charges Canadian Clean Fuel Technology Company and Former CEO with FCPA ViolationsSEC-PR
2019-01-01SEC Charges Multinational Telecommunications Company With FCPA ViolationsSEC-PR
2019-01-01SEC Charges Former Goldman Sachs Executive With FCPA ViolationsSEC-PR
2018-12-18In re Paul A. MargisSEC-PR
2018-12-05United States v. Ho, S.D.N.Y. Dec. 5, 2018, convicted of violating the Foreign Corrupt Practices Act and international money‑laundering statutes by bribing officials of Chad and UgandaDOJ-SDNY
2018-11-19United States v. Société Générale S.A., et al., (S.D.N.Y. Nov. 19, 2018), Société Générale S.A. indicted for conspiring to violate the Trading with the Enemy Act and Cuban Asset Control Regulations through processing U.S. dollar transactions involving Cuba.DOJ-SDNY
2018-10-25United States v. Tan Wee Beng, No. 18-cr-00896 (S.D.N.Y. Oct. 25, 2018), the government alleged that the defendant conspired to use the U.S. financial system to finance shipments of goods to North Korea in violation of sanctions and to launder funds.DOJ-SDNY
2018-09-28In re STRYKER CORPORATIONSEC-PR
2018-09-25In re PATRICIO CONTESSESEC-PR
2018-09-12In re UNITED TECHNOLOGIESSEC-PR
2018-09-06SEC Charges Real Estate Broker With FCPA ViolationsSEC-PR
2018-09-06In re JOOHYUN BAHNSEC-PR
2018-09-04In re SanofiSEC-PR
2018-08-27In re LEGG MASONSEC-PR
2018-08-13United States v. Zürcher Kantonalbank et al., (S.D.N.Y. Aug. 13, 2018), ZKB and two bankers admitted to conspiring to help U.S. taxpayer-clients evade tax obligations and hide funds in offshore accounts, resulting in a deferred prosecution agreement requiring $98.5 million in penalties and guilty pleas from the bankers.DOJ-SDNY
2018-07-26SEC v. John A. Paulsen, No. 24218 (S.D.N.Y. Jul. 26, 2018), SEC Charges Analyst for Aiding & Abetting New York Pension Fund Pay-To-Play Scheme Litigation Release NoSEC-LR
2018-07-05SEC Charges Credit Suisse With FCPA ViolationsSEC-PR
2018-07-05In re CREDIT SUISSESEC-PR
2018-05-11United States v. Ng Lap Seng, No. 1:17-cr-00268 (S.D.N.Y. May 11, 2018), Ng Lap Seng was sentenced to 48 months in prison for his role in a scheme to bribe United Nations ambassadors to obtain support for a conference center in Macau.DOJ-SDNY
2018-04-30In re PANASONICSEC-PR
2018-04-30Panasonic Charged With FCPA and Accounting Fraud ViolationsSEC-PR
2018-03-26Kinross Gold Charged With FCPA ViolationsSEC-PR
2018-03-26In re Kinross Gold CorporationSEC-PR
2018-03-15United States v. Reichert, No. 1:18-cr-00123, S.D.N.Y. (Mar. 15, 2018), Reichert pleaded guilty to conspiring to pay $100 million in bribes to Argentine officials to secure a national identity card contract.DOJ-SDNY
2018-01-05United States v. Joo Hyun Bahn, No. 1:17-cr-00645 (S.D.N.Y. Jan. 5, 2018), New Jersey real estate broker Joo Hyun Bahn pleaded guilty to conspiring to violate the Foreign Corrupt Practices Act in connection with an $800 million international real estate deal in Vietnam.DOJ-SDNY
2018-01-01Legg Mason Charged With Violating the FCPASEC-PR
2018-01-01SEC Charges Stryker A Second Time for FCPA ViolationsSEC-PR
2018-01-01SEC Charges Former CEO of Chilean-Based Chemical and Mining Company With FCPA ViolationsSEC-PR
2018-01-01Sanofi Charged With FCPA ViolationsSEC-PR
2018-01-01United Technologies Charged With Violating FCPASEC-PR
2017-12-21United States v. Steven, No. 17-cr-00986 (S.D.N.Y. Dec. 21, 2, 2017), pleaded guilty to Foreign Corrupt Practices Act, wire fraud, money laundering, and false statement charges arising from his role in paying bribes to a foreign official in exchange for assistance in obtaining business for his employer, Embraer S.A.DOJ-SDNY
2017-11-20United States v. Ho et al., (S.D.N.Y. Nov. 20, 2017), charged with conspiring to bribe high-level African officials in exchange for business advantages for a Chinese energy companyDOJ-SDNY
2017-10-05United States v. Malcolm Harris, No. 1:15-cr-00678 (S.D.N.Y. Apr. 20, 2026), Harris was sentenced to 42 months in prison for wire fraud and money laundering related to an international bribery scheme involving a Korean construction company’s attempted sale of a $800 million skyscraper in Vietnam.DOJ-SDNY
2017-09-27SEC v. Eric Pulier, No. 23945 (S.D.N.Y. Sept. 27, 2017), USEC-LR
2017-09-21United States v. Telia Company AB et al., Deferred Prosecution Agreement, (S.D.N.Y. Sept. 21, 2017), Telia Company AB and its Uzbek subsidiary Coscom LLC pleaded guilty to conspiring to violate the Foreign Corrupt Practices Act by paying more than $331 million in bribes to a government official in Uzbekistan.DOJ-SDNY
2017-09-21In re Telia Company ABSEC-PR
2017-09-06United States v. Caglayan et al., Superseding Indictment, No. 1:16-cr-00460 (S.D.N.Y. Sept. 6, 2017), A superseding indictment alleges that former Turkish minister of the economy and others conspired to evade U.S. sanctions against Iran by using the U.S. financial system to conduct transactions on behalf of Iranian entities and laundering bribe payments.DOJ-SDNY
2017-08-25United States v. Thiam, No. (S.D.N.Y. Aug. 25, 2017), sentenced to seven years in prison for laundering $8.5 million in bribes from a Chinese conglomerateDOJ-SDNY
2017-08-15United States v. Prime Partners Sa, No. 1:17-cr-00123 (S.D.N.Y. Aug. 15, 2017), Prime Partners Sa agreed to a non-prosecution agreement and will pay $5 million in forfeiture and restitution for assisting U.S. taxpayers in evading tax obligations by maintaining undeclared foreign bank accounts from 2001 through 2010.DOJ-SDNY
2017-07-27In re Halliburton Company andSEC-PR
2017-07-27Halliburton Paying $29.2 Million to Settle FCPA ViolationsSEC-PR
2017-06-29United States v. 650 Fifth Avenue et al., No. 17‑196 (S.D.N.Y. June 29, 2017), jury verdict finding the Manhattan office tower and other properties forfeitable to the United StatesDOJ-SDNY
2017-06-21United States v. Malcolm Harris, 17-cr-00456 (S.D.N.Y. June 21, 2017), Malcolm Harris pled guilty to wire fraud and money laundering charges arising from his role as a middleman in a corrupt scheme to pay millions of dollars in bribes to a foreign official in connection with the attempted $800 million sale of Landmark 72 in Hanoi, Vietnam.DOJ-SDNY
2017-05-04United States v. Mahmoud Thiam, 17-cr-00456 (S.D.N.Y. May 4, 2017), Former Minister of Mines for the Republic of Guinea convicted of receiving and laundering $8.5 million in bribes from Chinese companies.DOJ-SDNY
2017-04-24Telecom Executives Agree to Pay Penalties for FCPA ViolationsSEC-PR
2017-04-04July 11, 2016 – The Securities and Exchange Commission today announced that a Wisconsin-SEC-PR
2017-04-04Kara Novaco Brockmeyer, Chief of FCPA Unit, to Leave SEC After 17 Years of ServiceSEC-PR
2017-03-28United States v. Mehmet Hakan Atilla, No. 1:17-cr-00234 (S.D.N.Y. Apr. 20, 2026), United States alleges that Mehmet Hakan Atilla conspired to evade U.S. sanctions against Iran by facilitating prohibited financial transactions on behalf of Iranian entities through the U.S. financial system.DOJ-SDNY
2017-01-26In re OCH-ZIFF CAPITAL, No. 78989 (S.D.N.Y. Jan. 26, 2017), SECURITIES EXCHANGE ACT OF 1934SEC-LR
2017-01-26Michael l. Cohen and : Jury Trial DemandedSEC-LR
2017-01-26SEC v. Michael L. Cohen and Vanja Baros, No. 23728 (E.D.N.Y. Jan. 26, 2017), USEC-LR
2017-01-18In re Orthofix International N.V.SEC-PR
2017-01-17In re Ngn Capital LLCSEC-PR
2017-01-17In re Aisling Capital LLCSEC-PR
2017-01-13In re SOCIEDAD QUIMICA Y MINERASEC-PR
2017-01-12In re BiometSEC-PR
2017-01-10United States v. Joo Hyun Bahn et al., Indictment (S.D.N.Y. Jan. 10, 2017), Four individuals indicted for foreign bribery and fraud scheme involving potential $800 million international real estate deal for South Korean company.DOJ-SDNY
2017-01-01Telecommunications Company Paying $965 Million For FCPA ViolationsSEC-PR
2017-01-01SEC Charges Two Former Och-Ziff Executives With FCPA ViolationsSEC-PR
2017-01-01Chemical and Mining Company in Chile Paying $30 Million to Resolve FCPA CasesSEC-PR
2017-01-01Securities and Exchange Commission v. Michael L. Cohen and Vanja BarosSEC-PR
2017-01-01Medical Manufacturer Settles Accounting Fraud ChargesSEC-PR
2017-01-01Biomet Charged With Repeating FCPA ViolationsSEC-PR
2017-01-01Medical Device Company Charged With Accounting Failures and FCPA ViolationsSEC-PR
2016-12-29In re GENERAL CABLESEC-PR
2016-12-29In re KARL J. ZIMMERSEC-PR
2016-12-22SEC v. Teva Pharmaceutical Industries Limited, No. 23708 (S.D.N.Y. Dec. 22, 2016), USEC-LR
2016-12-22SEC v. Teva Pharmaceutical Industries, No. 474479 (S.D.N.Y. Dec. 22, 2016), Complaint, llm-upgradeSEC-LR
2016-12-22SEC v. Teva Pharmaceutical IndustriesSEC-PR
2016-12-21SEC v. BRASKEM, No. 477298 (S.D.N.Y. Dec. 21, 2016), Complaint, llm-upgradeSEC-LR
2016-12-21SEC v. Braskem, No. 23705 (S.D.N.Y. Dec. 21, 2016), USEC-LR
2016-12-02In re UNITED CONTINENTALSEC-PR
press release pdf litigation release complaint judgment · SEC-PR SEC press releaseSEC-LR SEC litigation releaseDOJ-SDNY DOJ — S.D.N.Y.