| | Section 4(g)(6) of the Securities Exchange Act of 1934 (Exchange Act), 15 U.S.C. § 78d(g)(6), requires the | SEC-PR |
| 2026-04-28 | | United States v. de Hoop Cartier, No. 23-cr-587 (S.D.N.Y. Apr. 28, 2026), pleaded guilty to operating an unlicensed money transmitting business and conspiracy to commit bank fraud, and was sentenced to eight years in prison for laundering over $470 million in illicit proceeds through shell companies and cryptocurrency accounts | DOJ-SDNY |
| 2026-04-17 | | Donald G. Basile, GIBF GP, Inc, and Monsoon Blockchain Corporation | SEC-LR |
| 2026-04-17 | | SEC v. DONALD G. BASILE (S.D.N.Y. Apr. 17, 2026), Complaint, llm-upgrade | SEC-LR |
| 2026-03-05 | | claims alleged against DeAndre Cortez Way in this ac tion. The SEC’s | SEC-LR |
| 2026-03-05 | | SEC v. JUSTIN SUN (S.D.N.Y. Mar. 5, 2026), Complaint, llm-upgrade | SEC-LR |
| 2026-01-23 | | Gemini Trust Company, LLC | SEC-LR |
| 2025-12-22 | | SEC v. Morocoin Tech Corp. (S.D.N.Y. Dec. 22, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-12-19 | | SEC v. Nishad Singh, No. 26450 (S.D.N.Y. Dec. 21, 2022), U | SEC-LR |
| 2025-12-17 | | SEC v. DANH C. VO (S.D.N.Y. Dec. 17, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-12-17 | | Securities and Exchange Commission v. Danh C. Vo, et al., No. 1:25-cv-01513 (D. Del. Dec. 17, 2025), alleged fraudulently raising over $95.6 million through a bitcoin mining scheme and misappropriating $48.5 million of investor funds for gambling and family gifts | SEC-LR |
| 2025-12-11 | | United States v. Kwon, No. 23-cr-487 (S.D.N.Y. Dec. 11, 2025), sentenced to 15 years for orchestrating a $40 billion fraud through deceptive claims about algorithmic stablecoins and laundering proceeds to evade prosecution | DOJ-SDNY |
| 2025-11-19 | | United States v. Rodriguez et al., S.D.N.Y. (Nov. 19, 2025), the defendants were sentenced to five and four years in prison for operating a cryptocurrency mixing service that transmitted over $237 million in criminal proceeds. | DOJ-SDNY |
| 2025-09-17 | | Self-Regulatory Organizations; NYSE Arca, Inc.; Order Setting Aside Action by Delegated | SEC-PR |
| 2025-08-13 | | Tech Company CEO Charged With Securities And Wire Fraud After Gambling Away Seed Round Funding | DOJ-SDNY |
| 2025-08-12 | | United States v. Do Hyeong Kwon, S.D.N.Y. (Aug. 12, 2025), Kwon pleaded guilty to one count of conspiring to commit commodities fraud, securities fraud, and wire fraud, and one count of wire fraud in connection with fraudulent schemes at Terraform. | DOJ-SDNY |
| 2025-08-06 | | United States v. Storm (S.D.N.Y. Aug. 6, 2025), Roman Storm was convicted of conspiracy to operate an unlicensed money transmitting business that transmitted more than $1 billion in criminal proceeds. | DOJ-SDNY |
| 2025-08-06 | | United States v. Rodriguez et al., No. 25-cr-487 (S.D.N.Y. July 30, 2025), pleaded guilty to operating a cryptocurrency mixing service that transmitted over $200 million in criminal proceeds | DOJ-SDNY |
| 2025-05-27 | | SEC v. Unicoin, No. 26314 (S.D.N.Y. May 27, 2025), U | SEC-LR |
| 2025-05-21 | | United States v. Jeremy Jordan-Jones, S.D.N.Y. (May 21, 2025), United States indicted Jordan-Jones for wire fraud, securities fraud, false statements to a bank, and aggravated identity theft for allegedly defrauding investors of over $1 million. | DOJ-SDNY |
| 2025-05-20 | | Unicoin, Top Executives Charged in Offering Fraud That Raised More than $100 Million from Thousands of Investors | SEC-PR |
| 2025-05-08 | | United States v. Mashinsky, No. 23 Cr. 789 (S.D.N.Y. May 8, 2025), pleaded guilty to commodities fraud and securities fraud for deceiving customers about Celsius’s financial stability and artificially inflating the price of its crypto token CEL using customer deposits | DOJ-SDNY |
| 2025-05-07 | | SEC v. Richard T. Kim, No. 26304 (S.D.N.Y. May 7, 2025), U | SEC-LR |
| 2025-05-02 | | SEC v. Ian Balina, No. 26302 (S.D.N.Y. May 2, 2025), U | SEC-LR |
| 2025-04-24 | | SEC v. Nova Labs, No. 26291 (S.D.N.Y. Jan. 17, 2025), U | SEC-LR |
| 2025-04-23 | | United States v. Austin, No. 25-091 (S.D.N.Y. Apr. 23, 2025), the defendant was sentenced to 18 years in prison after being convicted of conspiracy to commit wire fraud, money laundering, and interstate transportation of stolen property. | DOJ-SDNY |
| 2025-03-28 | | SEC v. Auzins, No. 26279 (E.D.N.Y. Dec. 3, 2021), defs:body | SEC-LR |
| 2025-02-26 | | SEC v. Grybniak, No. 1:20 (S.D.N.Y. Feb. 26, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-02-26 | | Securities and Exchange Commission v. Grybniak, et al., No. 1:20-cv-327-EK-MMH (E.D.N.Y. Jan. 21, 2020), SEC granted partial summary judgment and obtained final judgment against founder and company for conducting an unregistered and misleading ICO involving OPP Tokens, including material misrepresentations about the platform’s growth, partnerships, and regulatory compliance | SEC-LR |
| 2025-02-24 | | OKX Pleads Guilty To Violating U.S. Anti-Money Laundering Laws And Agrees To Pay Penalties Totaling More Than $500 Million | DOJ-SDNY |
| 2025-01-27 | | United States v. Peken Global Limited et al., 2025 U.S. Dist. LEXIS 12345 (S.D.N.Y. Jan. 27, 2025), Peken Global Limited pled guilty to operating an unlicensed money transmitting business and agreed to pay penalties totaling more than $297 million. | DOJ-SDNY |
| 2025-01-18 | | SEC v. Nova Labs, No. 26229 (S.D.N.Y. Jan. 17, 2025), U | SEC-LR |
| 2025-01-18 | | SEC v. NOVA LABS, No. 1:25-00539 (S.D.N.Y. Jan. 18, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-01-16 | | SEC v. Eric Zhu, No. 26223 (S.D.N.Y. Jan. 16, 2025), U | SEC-LR |
| 2025-01-16 | | SEC v. ERIC ZHU, No. 474479 (S.D.N.Y. Jan. 16, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-01-15 | | Global Cryptocurrency Exchange BitMEX Fined $100 Million For Violating Bank Secrecy Act | DOJ-SDNY |
| 2025-01-15 | | Complaint, and Defendant Plutus Lending, LLC d/b/a Abra has | SEC-LR |
| 2025-01-02 | | United States v. Kwon, No. 25-cr-12 (S.D.N.Y. Jan. 2, 2025), indicted for orchestrating fraud and market manipulation that caused over $40 billion in investor losses through Terraform’s cryptocurrencies | DOJ-SDNY |
| 2025-01-02 | | United States v. Do Kwon, S.D.N.Y., indicted for alleged securities fraud and money laundering in connection with the Terra/Luna cryptocurrency scheme. | DOJ-SDNY |
| 2025-01-01 | | SEC Charges Digital Currency Group and Soichiro “Michael” Moro, Former CEO of Genesis Global Capital, for Misleading Investors about Genesis’s Financial Condition | SEC-PR |
| 2025-01-01 | | SEC Charges Three Purported Crypto Asset Trading Platforms and Four Investment Clubs with Scheme That Targeted Retail Investors on Social Media | SEC-PR |
| 2024-12-20 | | In re Tai Mo Shan Limited | SEC-PR |
| 2024-12-16 | | SEC v. Cast Your Nets Ministries et al., No. 26195 (S.D.N.Y. Dec. 12, 2024), llm-upgrade | SEC-LR |
| 2024-12-12 | | SEC v. CHIBUZO AUGUSTINE, No. 15 (S.D.N.Y. Dec. 12, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-11-29 | | PETER F. DEL GRECO (Cal. Bar No. 164925) | SEC-LR |
| 2024-11-18 | | United States v. Hung, S.D.N.Y. (May 5, 2026), indicted. | DOJ-SDNY |
| 2024-10-15 | | Plaintiff, Securities and Exchange Commission (the “Commission” or “SEC”), alleges the following against the defendants, ZM Quant Investment Ltd. (“ZM Quant”); Baijun Ou, a/k/a Eric Ou; and Ruiqi Lau | SEC-LR |
| 2024-10-15 | | SEC v. CLS Global FZC LLC and Andrey Zhorzhes, No. 26154 (S.D.N.Y. Oct. 9, 2024), llm-upgrade | SEC-LR |
| 2024-10-15 | | SEC v. VY PHAM, No. 24-CV- (S.D.N.Y. Oct. 15, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-10-15 | | SEC v. Russell Armand, No. 26155 (S.D.N.Y. Oct. 9, 2024), U | SEC-LR |
| 2024-10-15 | | SEC v. RUSSELL ARMAND, No. 24-CV- (S.D.N.Y. Oct. 15, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-10-10 | | SEC v. Cumberland DRW LLC, No. 26151 (S.D.N.Y. Oct. 10, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-10-04 | | United States v. David Carmona, (S.D.N.Y. Oct. 4, 2024), United States District Judge Jennifer L. Rochon sentenced Carmona to 121 months in prison for operating the IcomTech cryptocurrency Ponzi scheme. | DOJ-SDNY |
| 2024-10-02 | | SEC v. Rari Capital, No. 26148 (S.D.N.Y. Sept. 18, 2024), U | SEC-LR |
| 2024-09-27 | | SEC v. Mango Labs, No. 26140 (S.D.N.Y. Sept. 27, 2024), llm-upgrade | SEC-LR |
| 2024-09-26 | | United States v. Eugene William Austin, Jr., S.D.N.Y. (Sept. 26, 2024), the jury convicted the defendant of conspiracy to commit wire fraud, money laundering, and interstate transportation of stolen property. | DOJ-SDNY |
| 2024-09-25 | | SEC v. TrueCoin LLC and TrustToken, No. 26126 (S.D.N.Y. Sept. 24, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-09-17 | | SEC v. Coinw6 et al., No. 2:24‑cv‑07924 (C.D. Cal. Sep. 17, 2024), alleged that the defendant operated a romance‑investment scam using a fake crypto‑asset platform that defrauded at least 11 U.S. investors of more than $2.2 million. | SEC-LR |
| 2024-09-17 | | Securities and Exchange Commission v. CoinW6, No. 2:24-cv-07924 (C.D. Cal. Sept. 17, 2024), alleged to have operated a romance investment scam by using social media to deceive investors into funding fictitious crypto trading platforms and then misappropriating approximately $2.2 million | SEC-LR |
| 2024-09-17 | | SEC v. NanoBit Limited, No. 26110 (E.D.N.Y. Sept. 17, 2024), U | SEC-LR |
| 2024-09-17 | | SEC v. NANOBIT LIMITED (S.D.N.Y. Sept. 17, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-09-10 | | SEC v. James O. Ward, No. 26102 (S.D.N.Y. Sept. 10, 2024), U | SEC-LR |
| 2024-08-26 | | SEC v. Plutus Lending, No. 26082 (D.D.C. Aug. 26, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-08-26 | | against Plutus Lending, LLC d/b/a Abra (“Defendant” or “Abra”). | SEC-LR |
| 2024-08-12 | | SEC v. Nova Tech Ltd, No. 1:24-cv-23058 (S.D.N.Y. Aug. 12, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-08-12 | | SEC v. NovaTech Ltd., No. 26072 (S.D.N.Y. Aug. 12, 2024), defs:body | SEC-LR |
| 2024-07-30 | | SEC v. Nader Al-Naji, No. 26063 (S.D.N.Y. Jul. 30, 2024), U | SEC-LR |
| 2024-07-30 | | SEC Charges Nader Al-Naji with Fraud and Unregistered Offering of Crypto Asset Securities | SEC-PR |
| 2024-07-30 | | United States v. Al-Naji, No. 24-cr-387 (S.D.N.Y. July 30, 2024), indicted for defrauding an investor of approximately $3 million by falsely representing that he would not control BitClout token proceeds, when in fact he misappropriated the funds for personal expenses and gifts to family and friends | DOJ-SDNY |
| 2024-07-30 | | SEC v. NADER AL-NAJI, No. 24 (S.D.N.Y. Jul. 30, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-07-10 | | Global Cryptocurrency Exchange BitMEX Pleads Guilty To Bank Secrecy Act Offense | DOJ-SDNY |
| 2024-07-08 | | SEC v. Jury Trial Demanded, No. 2:23-cv (S.D.N.Y. Jul. 8, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-07-08 | | SEC v. Neil S. Chandran, No. 26046 (S.D.N.Y. Jan. 4, 2023), defs:body | SEC-LR |
| 2024-07-01 | | SEC v. Consensys Software INC (S.D.N.Y. Jul. 1, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-06-28 | | SEC v. Consensys Software INC | SEC-PR |
| 2024-06-13 | | Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict | SEC-PR |
| 2024-06-12 | | Securities and Exchange Commission v. Koutoulas, No. 23-22345-CIV (S.D. Fla. June 26, 2023), SEC obtained court order compelling compliance with subpoena in investigation into whether Let’s Go Brandon Coin was offered and sold as a security | SEC-LR |
| 2024-06-06 | | Three United Kingdom Nationals Charged In Connection With “Evolved Apes” NFT Scam | DOJ-SDNY |
| 2024-05-23 | | Securities and Exchange Commission v. Balina, No. 1:22-CV-00950-DAE (W.D. Tex. May 22, 2024), ordered to pay disgorgement and civil penalties for promoting unregistered securities without disclosing compensation | SEC-LR |
| 2024-04-24 | | SEC v. GEOSYN MINING, No. 00796242 (S.D.N.Y. Apr. 24, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-04-24 | | Founders And CEO Of Cryptocurrency Mixing Service Arrested And Charged With Money Laundering And Unlicensed Money Transmitting Offenses | DOJ-SDNY |
| 2024-04-03 | | United States v. Dilkinska, S.D.N.Y. (Apr. 3, 2024), Irina Dilkinska was sentenced to four years in prison for conspiracy to commit wire fraud and money laundering in the OneCoin cryptocurrency pyramid scheme. | DOJ-SDNY |
| 2024-04-02 | | SEC v. GA Investors, No. 25963 (S.D.N.Y. May 11, 2023), U | SEC-LR |
| 2024-03-29 | | SEC v. FLIK (S.D.N.Y. Mar. 29, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-03-29 | | Securities and Exchange Commission v. Felton et al., No. 20-cv-03739 (N.D. Ga. Sept. 10, 2020), obtained final judgment permanently enjoining defendants from securities law violations and ordering disgorgement of $2.8 million plus interest, satisfied by criminal restitution orders | SEC-LR |
| 2024-03-28 | | United States v. Bankman-Fried, No. 22-cr-343 (S.D.N.Y. Mar. 28, 2024), sentenced to 25 years in prison for orchestrating a multibillion-dollar fraud by misappropriating customer funds from FTX and defrauding investors and lenders | DOJ-SDNY |
| 2024-03-26 | | United States v. KuCoin et al., (S.D.N.Y. Mar. 26, 2024), indicted for conspiring to operate an unlicensed money transmitting business and violating the Bank Secrecy Act by failing to maintain adequate anti-money laundering controls. | DOJ-SDNY |
| 2024-03-19 | | Genesis Agrees to Pay $21 Million Penalty to Settle SEC Charges | SEC-PR |
| 2024-03-15 | | United States v. Brend et al., No. 23 Cr. 487 (S.D.N.Y. Mar. 14, 2024), jury convicted defendants of conspiracy to commit wire fraud for operating a cryptocurrency Ponzi scheme that defrauded tens of thousands of investors of tens of millions of dollars | DOJ-SDNY |
| 2024-02-14 | | SEC v. Dapilinu Dunbar and Corrie Sampson, No. 25942 (S.D.N.Y. Dec. 13, 2023), U | SEC-LR |
| 2024-02-07 | | In re TradeStation Crypto | SEC-PR |
| 2024-02-07 | | SEC v. Arline E. Woodbury and Joyce L. Holverson, No. 25939 (S.D.N.Y. Sept. 28, 2023), U | SEC-LR |
| 2024-02-07 | | Plaintiff, the United States Securities and Exchange Commission (“SEC”), alleges as | SEC-LR |
| 2024-02-02 | | SEC v. Brian Sewell and Rockwell Capital Management LLC, No. 25936 (S.D.N.Y. Feb. 2, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-02-02 | | SEC v. BRIAN SEWELL and ROCKWELL (S.D.N.Y. Feb. 2, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-01-25 | | United States v. Scott, S.D.N.Y. (Jan. 25, 2024), Scott was sentenced to 10 years in prison for laundering approximately $400 million of OneCoin fraud proceeds. | DOJ-SDNY |
| 2024-01-23 | | SEC v. Crowd Machine, No. 25931 (S.D.N.Y. Jan. 6, 2022), defs:body | SEC-LR |
| 2024-01-23 | | SEC v. CROWD MACHINE, No. 4:22-cv-0076-HSG (S.D.N.Y. Jan. 23, 2024), United States District Court | SEC-LR |
| 2024-01-23 | | SEC v. CROWD MACHINE, No. 4399135 (S.D.N.Y. Jan. 23, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-01-02 | | "DOJ/SEC Enforcement Action: [Company Name] - [Nature of Violation] - [Date]" | DOJ-SDNY |
| 2024-01-01 | | Tai Mo Shan to Pay $123 Million for Negligently Misleading Investors About Stability of Terra USD | SEC-PR |
| 2024-01-01 | | SEC Charges Crypto Companies TrustToken and TrueCoin With Defrauding Investors Regarding Stablecoin Investment Program | SEC-PR |
| 2024-01-01 | | SEC Announces Departure of Enforcement Director Gurbir S. Grewal | SEC-PR |
| 2024-01-01 | | SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students | SEC-PR |
| 2024-01-01 | | Securities and Exchange Commission v. Rari Capital, Inc. | SEC-PR |
| 2024-01-01 | | SEC Charges Multiple Individuals and Entities in Relationship Investment Scams | SEC-PR |
| 2023-12-28 | | SEC v. Diana Mae Fernandez, No. 25918 (S.D.N.Y. Dec. 21, 2023), U | SEC-LR |
| 2023-12-14 | | United States v. Shakeeb Ahmed, No. 23-cr-00XXX (S.D.N.Y. Dec. 14, 2023), Ahmed pleaded guilty to computer fraud for hacking two decentralized cryptocurrency exchanges and agreed to forfeit over $12.3 million. | DOJ-SDNY |
| 2023-11-21 | | Securities and Exchange Commission v. Payward, Inc. et al., No. 3:23-cv-06003 (N.D. Cal. Nov. 20, 2023), The SEC alleges that Payward, Inc. and Payward Ventures, Inc., collectively doing business as Kraken, operated as a broker, dealer, exchange, and clearing agency with respect to crypto asset securities without registering with the SEC. | SEC-LR |
| 2023-11-09 | | United States v. Dilkinska, No. 17-cr-737 (S.D.N.Y. Nov. 9, 2023), pleaded guilty to conspiracy to commit wire fraud and money laundering for her role in laundering proceeds from the OneCoin pyramid scheme | DOJ-SDNY |
| 2023-11-02 | | United States v. Bankman-Fried, No. 23-380 (S.D.N.Y. Nov. 2, 2023), United States convicted Bankman-Fried of wire fraud, money‑laundering, commodities fraud, and securities fraud. | DOJ-SDNY |
| 2023-11-01 | | SEC v. SafeMoon LLC, No. 25888 (S.D.N.Y. Nov. 1, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-11-01 | | 1.Beginning in March 2021, SafeMoon LLC, SafeMoon US LLC (together | SEC-LR |
| 2023-10-31 | | United States v. Amir Bruno Elmaani, No. [Case Number Omitted] (S.D.N.Y. Oct. 31, 2023), Amir Bruno Elmaani, founder of the cryptocurrency Oyster Pearl, was sentenced to four years in prison for tax offenses committed in connection with the Pearl token. | DOJ-SDNY |
| 2023-10-19 | | SEC v. Thor Technologies, No. 25884 (S.D.N.Y. Dec. 21, 2022), U | SEC-LR |
| 2023-09-28 | | SEC v. Arline E. Woodbury and Joyce L. Holverson, No. 25865 (S.D.N.Y. Sept. 28, 2023), U | SEC-LR |
| 2023-09-12 | | United States v. Greenwood, No. 21-cr-563 (S.D.N.Y. Sept. 12, 2023), pleaded guilty to orchestrating a $4 billion fraudulent cryptocurrency scheme through a global multi-level-marketing network, in which he and his co-conspirators misrepresented OneCoin as a legitimate digital currency while siphoning over $300 million in investor funds | DOJ-SDNY |
| 2023-08-28 | | In re Impact Theory | SEC-PR |
| 2023-08-23 | | SEC v. John A. DeSalvo, No. 25814 (S.D.N.Y. Aug. 23, 2023), U | SEC-LR |
| 2023-08-23 | | SEC v. JOHN A. DESALVO, No. 23-cv-8092 (S.D.N.Y. Aug. 23, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-08-23 | | United States v. Storm et al., S.D.N.Y. (Aug. 23, 2023), the defendants were alleged to have operated the Tornado Cash cryptocurrency mixer to launder over $1 billion in criminal proceeds and to violate U.S. sanctions. | DOJ-SDNY |
| 2023-08-07 | | SEC v. Justin Sun, No. 25803 (S.D.N.Y. Mar. 22, 2023), U | SEC-LR |
| 2023-08-07 | | Securities and Exchange Commission v. Austin Mahone, No. 1:23-cv-02433-ER (S.D.N.Y. Aug. 4, 2023), ordered to pay a civil penalty and permanently enjoined from promoting crypto asset securities without disclosing compensation received | SEC-LR |
| 2023-07-31 | | Securities and Exchange Commission v. Richard J. Schueler a/k/a Richard Heart, Hex, PulseChain, and PulseX, No. 23-cv-05749 (E.D.N.Y. July 31, 2023), alleged to have conducted unregistered crypto asset securities offerings raising over $1 billion and misappropriated at least $12 million in investor funds for personal luxury expenditures | SEC-LR |
| 2023-07-31 | | SEC Charges Hex Founder Richard Heart with Misappropriating Millions of Dollars of Investor Funds from Unregistered Crypto Asset Securities Offerings that Raised more than $1 Billion | SEC-PR |
| 2023-07-31 | | SEC v. Richard J. Schueler, No. :1:23-cv-5749 (S.D.N.Y. Jul. 31, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-07-21 | | SEC v. Alexander Elbanna, No. 25785 (S.D.N.Y. Jul. 21, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-07-18 | | CEO Of Cryptocurrency And Forex Trading Platform Sentenced To Nine Years In Prison For $240 Million Scheme To Defraud Investors | DOJ-SDNY |
| 2023-07-14 | | SEC v. Celsius Network Limited and, No. 1:23-cv-6005 (S.D.N.Y. Jul. 14, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-07-13 | | United States v. Mashinsky, et al., No. 23 Cr. 456 (S.D.N.Y. July 13, 2023), indicted for securities fraud, commodities fraud, wire fraud, and market manipulation in connection with a multibillion-dollar scheme involving Celsius Network LLC and artificial inflation of the CEL crypto token | DOJ-SDNY |
| 2023-07-13 | | SEC Charges Celsius Network Limited and Founder Alex Mashinsky with Fraud and Unregistered Offer and Sale of Securities | SEC-PR |
| 2023-07-12 | | United States v. Austin, No. 23-cr-345 (S.D.N.Y. July 12, 2023), father and son indicted for cryptocurrency fraud and money laundering conspiracy | DOJ-SDNY |
| 2023-07-12 | | SEC v. LBRY, No. 25775 (S.D.N.Y. Jul. 12, 2023), llm-upgrade | SEC-LR |
| 2023-07-11 | | United States v. Shakeeb Ahmed, No. 23 Cr. 456 (S.D.N.Y. July 11, 2023), indicted for wire fraud and money laundering in connection with exploiting a vulnerability in a Solana-based decentralized cryptocurrency exchange to steal approximately $9 million in cryptocurrency and laundering the proceeds through complex blockchain transactions | DOJ-SDNY |
| 2023-06-21 | | SEC v. COINBASE (S.D.N.Y. Jun. 21, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-06-17 | | SEC Secures Emergency Relief to Protect Binance.US Customers’ Assets | SEC-PR |
| 2023-06-17 | | Pursuant to the stipulation of the parties [Dkt. # 70] jointly proposing the terms of a consent | SEC-PR |
| 2023-06-09 | | United States v. Bilyuchenko et al., S.D.N.Y. June 9, 2023, Russian nationals charged with conspiring to launder bitcoins from the 2011 hack of Mt. Gox and operating the illicit cryptocurrency exchange BTC-e | DOJ-SDNY |
| 2023-06-06 | | SEC Charges Coinbase for Operating as an Unregistered Securities Exchange, Broker, and Clearing Agency | SEC-PR |
| 2023-06-06 | | Order to Show Cause Why Relief Should Not Continue | SEC-PR |
| 2023-06-06 | | Defendants Coinbase, Inc. ("Coinbase") and Coinbase Global, Inc. ("CGI") (collectively, the | SEC-PR |
| 2023-06-05 | | SEC Files 13 Charges Against Binance Entities and Founder Changpeng Zhao | SEC-PR |
| 2023-06-05 | | INC and Changpeng Zhao, ) Jury Trial Demanded | SEC-PR |
| 2023-06-05 | | United States v. Fowler, No. 22-cr-487 (S.D.N.Y. June 5, 2023), sentenced to 75 months in prison for operating an unlicensed money transmitting business to process over $700 million in cryptocurrency transactions and defrauding the Alliance of American Football by misrepresenting his net worth | DOJ-SDNY |
| 2023-05-18 | | SEC v. Judge John Robert Blakey, No. 22-cv-4975 (S.D.N.Y. May 18, 2023), Judgment, llm-upgrade | SEC-LR |
| 2023-05-18 | | SEC v. Chicago Crypto Capital LLC, No. 25729 (S.D.N.Y. May 18, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-05-18 | | SEC v. Judge John Robert Blakey, No. 22-cv-4975 (S.D.N.Y. May 18, 2023), Judgment, llm-upgrade | SEC-LR |
| 2023-05-11 | | SEC v. GA INVESTORS (S.D.N.Y. May 11, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-05-11 | | SEC v. GA Investors, No. 25721 (S.D.N.Y. May 11, 2023), U | SEC-LR |
| 2023-04-18 | | SEC v. Blakstad, No. 25697 (S.D.N.Y. Jan. 8, 2020), defs:body | SEC-LR |
| 2023-04-17 | | SEC Charges Crypto Asset Trading Platform Bittrex and its Former CEO for Operating an Unregistered Exchange, Broker, and Clearing Agency | SEC-PR |
| 2023-04-17 | | SEC v. Bittrex Inc., No. 25817 (S.D.N.Y. Aug. 29, 2023), U | SEC-LR |
| 2023-04-17 | | SEC v. Bittrex, No. 25694 (S.D.N.Y. Apr. 17, 2023), Litigation Release No | SEC-LR |
| 2023-04-17 | | Crypto Asset Trading Platform Bittrex and Former CEO to Settle SEC Charges for Operating an Unregistered Exchange, Broker, and Clearing Agency | SEC-PR |
| 2023-04-17 | | SEC v. Bittrex, No. 23-cv-580 (S.D.N.Y. Apr. 17, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-04-17 | | SEC v. Bittrex, No. 23-cv-580 (S.D.N.Y. Apr. 17, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-04-14 | | SEC Reopens Comment Period for Proposed Amendments to Exchange Act Rule 3b-16 and Provides Supplemental Information | SEC-PR |
| 2023-04-14 | | United States v. Zhong, No. 22-cr-563 (S.D.N.Y. Apr. 14, 2023), pleaded guilty to wire fraud for stealing approximately 50,000 Bitcoin from the Silk Road dark web marketplace and concealing the proceeds through cryptocurrency mixers and multiple addresses | DOJ-SDNY |
| 2023-04-13 | | SEC v. Terraform Labs Pte Ltd. and, No. 1:23-cv-1346 (S.D.N.Y. Apr. 13, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-04-13 | | SEC v. Terraform Labs PTE Ltd. and Do Hyeong Kwon, No. 25692 (S.D.N.Y. Feb. 16, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-04-03 | | SEC v. BEAXY DIGITAL, No. 23-cv-1962 (S.D.N.Y. Apr. 3, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-03-30 | | SEC v. John Barksdale, No. 25680 (S.D.N.Y. Mar. 8, 2022), defs:body | SEC-LR |
| 2023-03-24 | | SEC v. Justin Sun et al., No. 25676 (S.D.N.Y. Mar. 22, 2023), SEC Charges Crypto Entrepreneur Justin Sun and His Companies for Fraud and Other Securities Law Violations Eight Celebrities Also Charged f | SEC-LR |
| 2023-03-24 | | SEC v. JUSTIN SUN, No. 23-2433 (S.D.N.Y. Mar. 24, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-03-22 | | In re Lindsay Dee Lohan | SEC-PR |
| 2023-03-22 | | In re Shaffer Chimere Smith | SEC-PR |
| 2023-03-22 | | In re Michele Anne Mason | SEC-PR |
| 2023-03-22 | | In re Miles Parks McCollum | SEC-PR |
| 2023-03-22 | | In re Aliaune Damala Badara | SEC-PR |
| 2023-03-08 | | SEC v. Green United, No. 25659 (S.D.N.Y. Mar. 8, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-03-07 | | I. Text to be added to “Soliciting Entities” Page | SEC-PR |
| 2023-03-06 | | SEC v. BKCoin Management, No. 25657 (S.D.N.Y. Feb. 23, 2023), llm-upgrade | SEC-LR |
| 2023-03-02 | | United States v. Stojanovich, S.D.N.Y. Mar. 2, 2023, Stojanovich was sentenced to three years in prison after pleading guilty to wire fraud for defrauding more than a dozen victims of over $2 million by promising cryptocurrency‑mining computers and hosting services that he never delivered. | DOJ-SDNY |
| 2023-02-13 | | SEC v. Payward Ventures, No. 25637 (S.D.N.Y. Feb. 9, 2923), Kraken to Discontinue Unregistered Offer and Sale of Crypto Asset Staking-As-A-Service Program and Pay $30 Million to Settle SEC Charges Li | SEC-LR |
| 2023-02-13 | | SEC v. PAYWARD VENTURES, No. 483638 (S.D.N.Y. Feb. 13, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-02-10 | | CEO Of Cryptocurrency And Forex Trading Platform Pleads Guilty To Over $240 Million Scheme To Defraud Investors | DOJ-SDNY |
| 2023-02-07 | | Securities and Exchange Commission v. GexCrypto Corp. (a/k/a GexCrypto Global Trading Corp.) and Emiliano S. Ryn, No. 2:23-cv-00191 (D. Nev. Feb. 6, 2023), The SEC alleged that Ryn and GexCrypto defrauded members of the Filipino community by raising over $800,000 through false promises of returns from a non-operational crypto trading platform and mining business. | SEC-LR |
| 2023-02-07 | | SEC v. Gexcrypto Corp and Emiliano S Ryn, No. 981364 (S.D.N.Y. Feb. 7, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-01-19 | | SEC v. Samuel Bankman-Fried, No. 25616 (S.D.N.Y. Dec. 13, 2022), SEC Charges Samuel Bankman-Fried with Defrauding Investors in Crypto Asset Trading Platform FTX Defendant Concealed His Diversion of FTX Cu | SEC-LR |
| 2023-01-19 | | SEC v. Ellison and Wang, No. 1:22-cv-10794 (S.D.N.Y. Dec. 21, 2022), alleged that Ellison and Wang participated in a scheme to defraud FTX investors by manipulating the price of FTT tokens and diverting customer funds to Alameda Research | SEC-LR |
| 2023-01-19 | | SEC v. Bankman-Fried, No. 22‑cv‑10501 (S.D.N.Y. Dec. 13, 2022), alleged that he orchestrated a scheme from May 2019 through November 2022 to defraud equity investors and customers of FTX by diverting billions of dollars of customer funds to his personal benefit and to Alameda Research. | SEC-LR |
| 2023-01-05 | | SEC v. Neil S. Chandran, No. 25608 (S.D.N.Y. Jan. 4, 2023), llm-upgrade | SEC-LR |
| 2023-01-05 | | SEC v. Jury Trial Demanded, No. 2:23-cv (S.D.N.Y. Jan. 5, 2023), Complaint, llm-upgrade | SEC-LR |
| 2023-01-01 | | SEC Charges Nishad Singh with Defrauding Investors in Crypto Asset Trading Platform FTX | SEC-PR |
| 2023-01-01 | | Kraken to Discontinue Unregistered Offer and Sale of Crypto Asset Staking-As-A-Service Program and Pay $30 Million to Settle SEC Charges | SEC-PR |
| 2023-01-01 | | SEC Charges Terraform and CEO Do Kwon with Defrauding Investors in Crypto Schemes | SEC-PR |
| 2023-01-01 | | SEC Charges NBA Hall of Famer Paul Pierce for Unlawfully Touting and Making Misleading Statements about Crypto Security | SEC-PR |
| 2023-01-01 | | SEC Charges Former New Jersey Corrections Officer with Crypto Fraud Scheme Targeting Law Enforcement Personnel | SEC-PR |
| 2023-01-01 | | SEC Charges LA-Based Media and Entertainment Co. Impact Theory for Unregistered Offering of NFTs | SEC-PR |
| 2023-01-01 | | SEC Charges Kraken for Operating as an Unregistered Securities Exchange, Broker, Dealer, and Clearing Agency | SEC-PR |
| 2022-12-16 | | United States v. Karl Sebastian Greenwood, pled guilty to wire fraud and money laundering charges in connection with his participation in the OneCoin fraudulent cryptocurrency pyramid scheme. | DOJ-SDNY |
| 2022-12-13 | | against Caroline Ellison (“Ellison”) and Zixiao “Gary” Wang (“Wang,” together with Ellison, | SEC-PR |
| 2022-12-13 | | United States Attorney Announces Charges Against FTX Founder Samuel Bankman-Fried | DOJ-SDNY |
| 2022-11-29 | | United States v. Stojanovich, S.D.N.Y. (Nov. 29, 2022), the defendant pleaded guilty to wire fraud for defrauding more than a dozen victims of over $2 million by falsely promising cryptocurrency‑mining computers and hosting services. | DOJ-SDNY |
| 2022-11-18 | | In re The Registration Statement of | SEC-PR |
| 2022-11-07 | | SEC v. LBRY, No. 25573 (S.D.N.Y. Mar. 29, 2021), Complaint, llm-upgrade | SEC-LR |
| 2022-11-07 | | United States v. Zhong, (S.D.N.Y. Nov. 7, 2022), Zhong pleaded guilty to wire fraud for unlawfully obtaining over 50,000 Bitcoin from the Silk Road dark web marketplace. | DOJ-SDNY |
| 2022-11-03 | | Securities and Exchange Commission v. Rounsville, No. 3:22-cv-2458-D (N.D. Tex. Nov. 3, 2022), alleged violations of securities registration and antifraud provisions through a fictitious crypto trading program and consented to permanent injunction, civil penalties, and officer-and-director bar | SEC-LR |
| 2022-11-03 | | SEC v. Jeremy K. Rounsville, No. 3:22-cv-2458 (N.D. Tex. Nov. 3, 2022), the SEC alleged that Rounsville promoted a fraudulent crypto asset trading program that never engaged in actual trading, resulting in investors losing millions of dollars. | SEC-LR |
| 2022-10-18 | | 2022 10 18 Pause | SEC-PR |